Dymon Asia Capital Investment Adviser (India) Private Limited

SEBI registration number: INA000019488 (Non-Individual)
Validity of Certificate: 09-Aug-2029 (Validity of registration: Till suspended or cancelled)

COMPLAINTS LOG DATA FOR THE MONTH ENDING February, 2026
Sr. No.Received fromPending at the end of last monthReceivedResolved*Total Pending #Pending Complaints > 3 monthsAverage Resolution Time ^ (in days)
1Directly from Investors00000Not Applicable
2SEBI (Scores)00000Not Applicable
3Other Sources (If any)00000Not Applicable
Grand Total00000Not Applicable

Number of complaints received during month against the IA due to impersonation by some other entity:

Note: In case of any complaints received against the IA due to impersonation of the IA by some other entity, the IA may adjust the number of such complaints from total number of received/resolved complaints while preparing the above table. Further, IA must close such impersonation related complaints after following the due process as specified by SEBI/ IAASB.

* Inclusive of complaints of previous months resolved in the current month.

# Inclusive of complaints pending as on the last day of the month.

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

TREND OF MONTHLY DISPOSAL OF COMPLAINTS
Sr. No. Month Carried forward from previous month Received Resolved* Pending#
1 April 2025 0 0 0 0
2 May 2025 0 0 0 0
3 June 2025 0 0 0 0
4 July 2025 0 0 0 0
5 August 2025 0 0 0 0
6 September 2025 0 0 0 0
7 October 2025 0 0 0 0
8 November 2025 0 0 0 0
9 December 2025 0 0 0 0
10 January 2026 0 0 0 0
11 February 2026 0 0 0 0
Grand Total 0 0 0 0

* Inclusive of complaints of previous months resolved in the current month.

# Inclusive of complaints pending as on the last day of the month.

TREND OF ANNUAL DISPOSAL OF COMPLAINTS
Sr. No. Year Carried forward from previous year Received Resolved* Pending#
1 2024-2025 Not Applicable (0) 0 0 0
Grand Total 0 0 0 0

*Inclusive of complaints of previous years resolved in the current year.

# Inclusive of complaints pending as on the last day of the year.

 

Status of Compliance Audit
Sr. No.Financial YearCompliance Audit Status
12024 – 2025Completed
Office information
Address814, The Capital, B Wing, G Block, Bandra Kurla Complex, Bandra East, Mumbai, Maharashtra 400051, India
Compliance OfficerName: Aafreen Kashyap
Contact number: +91 98211 97376
Principal officerName: Dhawal Ramesh Doshi
Contact number: +91 98671 62127
Email address: mumbai.advisory@dymonasia.com
SEBI

SEBI Bhavan BKC Address : Plot No.C4-A, ‘G’ Block,
Bandra-Kurla Complex, Bandra (East),
Mumbai – 400051, Maharashtra
Tel: +91-22-26449000 / 40459000
Fax: +91-22-26449019-22 / 40459019-22
Fax: sebi@sebi.gov.in
Interactive Voice Response System (IVRS)
Tel: +91-22-26449950 / 40459950
Toll Free Investor Helpline: 1800 22 7575
Scores website link – SEBI SCORES Investor Complaint Portal

Dymon Mumbai Investor Charter

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